Disclosure Statements

Best Execution Statement Breakpoint Disclosure Statement Disclosure Options – October 2018 Supplement Business Continuity Plan Options — November 2012 Supplement Customer Relationship Summary Options Risk Disclosure Characteristics and Risks of Standardized Options Penny Stock Disclosure Customer Complaint Notice Privacy Policy Customer Identification Program Notice Regulation Best Interest Disclosure Statement Day Trading Risk Disclosure Statement Risk Disclosure Statement Direct Communication Rule 14B-1(C) SEC Rule 606 Order Disclosure Extended Hours Trading SEC Rule 607 Order Disclosure Exchange Traded Products Risk Disclosure SIPC Statement FINRA Public Disclosure Program SPC Retail Customer Agreement Fixed Income Securities Terms and Conditions Terms and Conditions Futures Disclosure Margin Disclosure Statement Special Options Risk Disclosure Statement for Uncovered Option Writers

 

SEC Rule 606

SEC Rule 606 (“Rule 606”) requires broker-dealers, such as Score Priority Corp., that route customer orders in equity and option securities, to make publicly available quarterly reports that, among other things, identify the market centers to which customer orders are routed for execution.

The Rule 606(a)(1) Report provides information on the routing of held, “non-directed orders” — any order that the client has not specifically instructed to be routed to a particular venue or market center for execution. For these non-directed orders, Score Priority Corp. has selected the execution venue on behalf of its clients. The Rule 606 Report presents the order routing information by calendar month and is divided into three sections per month:

• Section 1 is for NMS stock orders in securities included in the S&P 500 Index;

• Section 2 is for NMS stock orders in securities that are not included in the S&P 500 Index;

• Section 3 is for NMS securities that are exchange–listed options.

Each section of the Report includes information concerning certain market centers to which Score Priority Corp. has routed orders, sets forth the percentage of various types of non-directed orders routed to these market centers (e.g., market, marketable limit, non-marketable limit, other), and discusses the material aspects of Score Priority Corp. ‘ relationship with these market centers. Material aspects of the relationship include a description of the terms of any payment for order flow and any profit-sharing arrangements that may influence a broker-dealer’s order routing decision.

Rule 606 (b)(1) requires Score Priority Corp. to disclose to its customers, upon request, for held orders in NMS stocks and orders in NMS securities that are option contracts, the identity of the venue to which the customer’s orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non-directed orders, and the time of the transactions, if any, that resulted from such orders.

Lastly, Rule 606(b)(3) requires Score Priority Corp. to provide a customer, upon request, an individualized report concerning how Score Priority Corp. handed that customer’s not held orders in NMS stocks for the prior six months. The Rule 606(b)(3) report will be divided into separate sections for a customer’s directed orders and non-directed orders, in conformance with the XML schema published on the SEC website and is required to be produced within seven business days of the customer’s request. Clients may request an SEC Rule 606(b)(3) report by contacting SPC.

Score Priority Quatersending

Futures Commission Merchant (FCM) Disclosures

Monthly Financial:

Download October 2021 Unaudited Report

As of 10/31/21 9/30/21 8/31/21 7/31/21 6/30/21 5/31/21 4/30/21 3/31/21 2/28/21 1/31/21
Adjusted Net Capital  $5,370,510  $6,392,824  $7,012,673  $7,731,244  $8,466,951  $9,107,343  $9,787,413  $10,246,637  $10,959,572  $10,652,900
Required Net Capital  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000  $1,000,000
Excess Net Capital  $4,370,510  $5,392,824  $6,012,673  $6,731,244  $7,466,951  $8,107,343  $8,787,413  $9,246,637  $9,959,572  $9,652,900

Statements of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges & the Statements of Secured Amounts and Funds Held in Separate Accounts:

Monthly Statements

Daily Customer Segregated and Secured Fund Statement:

Daily Statements

Additional FCM Documents

Financial information regarding Score Priority Corp, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

 

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.

 

Investor Links

Financial information regarding Score Priority Corp, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

 

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.